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Regulatory Risk Assessment

Regulatory Risk Assessment

Every organization needs a complete picture of the regulatory landscape governing its business, peer group and industry. Full and accurate knowledge is critical to the success of every compliance team, and requires information well beyond the mere language of the statutes and regulations. We provide a targeted and relevant analysis of reported agency orders, fines, and other penalties, possible enforcement actions, current regulatory priorities, and upcoming industry-wide regulatory issues to keep your organization fully informed, and your compliance strategy ahead of the curve. An Assessment tailored to your industry, peer group and organizational needs reduces time spent by your team, the possibility of hefty fines, and the reputational risk associated with non-compliance.

Below are three solutions that we can provide you. How may we help you today?

Industry Review

A complete and detailed analysis of the relevant regulations and standards applicable to participants and associations in your industry.

Enforcement and Disciplinary Actions

A comprehensive summary and analysis of recent enforcement actions, disciplinary rulings, fines, suspensions, notices, and other actions initiated and imposed by regulating authorities against industry members.

Regulatory Trend Review

A thorough examination of the “big picture” regulatory trends affecting your industry.  What actions do current enforcement efforts focus on? What do the relevant players and stakeholders anticipate in the future?  What guidance have regulatory authorities provided regarding enforcement priorities in the short term?  In the long term?

How may we help you today?Ask Us!

Our Customers Say It Best

“The Legal Research Center helped Republic Mortgage Insurance Company by conducting a 50-state review of laws about property ownership by foreigners. We later distributed the workproducts to all our field underwriting offices as part of a package on underwriting mortgage loans to aliens. We could not have done this ourselves.”

John K. Motsinger

Republic Mortgage Insurance Co., Winston-Salem, NC

“There is great consistency in LRC’s excellent work and there is a real effort within LRC to build on what is known or what has been learned.”

Douglas Sharps

Healthcare Recoveries, Inc., Louisville, KY

“I am repeatedly amazed at the diligence of LRC. They make sure all the bases are covered, using all available resources. They don’t overlook anything. And one of the best aspects of LRC is that their researchers require very little direction.”

Barbara Sutherland

Northland Insurance Company, St. Paul, MN

“LRC was selected as Heller’s preferred provider of research, writing and knowledge management services because of its passion for excellence and its commitment to customer service, technological innovation and strategic partnering.”

Mark Ohringer

Heller Financial, Chicago, IL